Good morning, investor

Rules enabled

Policy engine status

6/6
Last sync: 2026-01-31 (demo)

Allowed

Latest screenings

2
Clear checks (demo)

Review

Manual queue

1
Needs operator action

Blocked

Restricted outcomes

1
Enforced by rules

Control center

Run screening, export reports, and keep an immutable audit trail

Audit entries: 3

Rules

Toggle controls for the compliance engine (demo)

Rule
Scope
Status
Action
Qualified investor gate
Updated: 2026-01-28
Investor
Enabled
Jurisdiction allowlist
Updated: 2026-01-26
Investor / Issuer
Enabled
Sanctions screening
Updated: 2026-01-25
Investor / Issuer
Enabled
Asset transfer restrictions
Updated: 2026-01-23
Asset
Enabled
Source of funds checkpoint
Updated: 2026-01-21
Investor
Enabled
PEP enhanced due diligence
Updated: 2026-01-20
Investor
Enabled

Screening results

Entity checks with outcomes and risk classification (demo)

Entity
Type
Risk
Outcome
Investor — ACME Holdings
2026-01-31 11:30 • FR
Investor
Low
Allowed
KYC valid, no alerts.
Issuer — Lux Prop SPV
2026-01-31 11:30 • LU
Issuer
Medium
Review
Docs pending: UBO update.
Asset — CORE-RE-XII
2026-01-31 11:30 • ADGM
Asset
Low
Allowed
Transfer rules OK.
Investor — Redflag Capital
2026-01-31 11:30 • —
Investor
High
Blocked
Sanctions match (demo).

Audit log

Immutable trail of compliance actions (demo)

Policy sync
2026-01-31 11:30 • Jurisdiction allowlist
Allowed
Synced (demo).
Screening
2026-01-31 11:30 • Issuer — Lux Prop SPV
Review
UBO refresh requested (demo).
Screening
2026-01-31 11:30 • Investor — Redflag Capital
Blocked
Potential sanctions hit (demo).
Tip: bind audit writes to an append-only log (hash chain) and expose signed exports.

Operational notes

What matters day-to-day

Eligibility
Qualified investors only • allowlist enforced • jurisdiction constraints apply.
Enforcement
Blocked outcomes prevent RFQs and transfers; Reviews require operator sign-off.
Exports
Export packs should include audit subset + rules snapshot + screening decisions (signed).